SEC Cybersecurity Governance Program

Under the direction of a virtual CISO, our two-year compliance program is a proactive, methodical approach to cybersecurity that aligns alternative investment advisors with the SEC OCIE Risk Alert.

How to protect your reputation

Establish your cyber-sophistication.

Our comprehensive compliance program is a way for our hedge fund, private equity, and alternative asset clients to solve an immediate regulatory need that impacts their job security—and their firm’s reputation.

Security Risk Assessment

Through technical, policy, and procedural lenses, we review your information security maturity to then determine how likely you are to experience a cybersecurity attack.

Penetration Testing

Examine your security posture from an attacker’s point of view to expose weaknesses through on-site and remote testing.

Policy Review Development

Leveraging industry trends and external threats, we create or review your security policies, and we keep those policies up to date based on changing SEC compliance requirements.

Incident Response Testing

Test your incident response plan through annual tabletop exercises with your C-suite stakeholders, including follow-up discussions and whiteboarding sessions.

Security Awareness Training

Agio’s annual seminar leverages results from our social engineering testing to educate and inform your team on how to identify and avoid an attack.

Security Architecture Review

This evaluation determines if your current security solutions are functioning as intended. The results yield a report with specific recommendations for improvements.

SEC Audit Assistance

Should the SEC decide to audit your firm, we serve as an on-site advisor during the examination. We’re there every step of the way so you can feel confident your cybersecurity partner has your back.

Proactive Monitoring

Secure your firm’s domain names and public DNS services, which more and more are the targets of attacks by bad actors, and alert you when changes are detected.

Monthly Security Strategy

Your Project Manager and vCISO meet with you monthly to review program progress, report on deliverables, and inform you of shifts in the regulatory and cybersecurity threat landscapes.

Exceed changing requirements.

We ensure compliance with more than 12 existing governance frameworks, adapting to regulatory developments as the cybersecurity landscape evolves.

Expert guidance from start to finish.

Not only do your vCISO and trained project manager share forward-thinking advice, they also lead monthly meetings, strategic discussions on the direction of your firm, and tactical decisions required to move the cybersecurity needle today.

Connect with us.

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Are you in?

Find out whether Agio is right for you. Contact us to design a custom solution for your firm.

The Agio Vision

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