SEC Cybersecurity Governance Program
Under the direction of a virtual CISO, our two-year compliance program is a proactive, methodical approach to cybersecurity that aligns alternative investment advisors with the SEC OCIE Risk Alert.
Establish your cyber-sophistication.
Our comprehensive compliance program is a way for our hedge fund, private equity, and alternative asset clients to solve an immediate regulatory need that impacts their job security—and their firm’s reputation.
Security Risk Assessment
Through technical, policy, and procedural lenses, we review your information security maturity to then determine how likely you are to experience a cybersecurity attack.
Examine your security posture from an attacker’s point of view to expose weaknesses through on-site and remote testing.
Policy Review Development
Leveraging industry trends and external threats, we create or review your security policies, and we keep those policies up to date based on changing SEC compliance requirements.
Incident Response Testing
Test your incident response plan through annual tabletop exercises with your C-suite stakeholders, including follow-up discussions and whiteboarding sessions.
Security Awareness Training
Agio’s annual seminar leverages results from our social engineering testing to educate and inform your team on how to identify and avoid an attack.
Security Architecture Review
This evaluation determines if your current security solutions are functioning as intended. The results yield a report with specific recommendations for improvements.
SEC Audit Assistance
Should the SEC decide to audit your firm, we serve as an on-site advisor during the examination. We’re there every step of the way so you can feel confident your cybersecurity partner has your back.
Secure your firm’s domain names and public DNS services, which more and more are the targets of attacks by bad actors, and alert you when changes are detected.
Monthly Security Strategy
Your Project Manager and vCISO meet with you monthly to review program progress, report on deliverables, and inform you of shifts in the regulatory and cybersecurity threat landscapes.
Track your progress.
Your customizable program is delivered via Agio’s Governance Portal, offering a real-time view into your status and organizing activities and service requests by priority and progress towards completion.
Exceed changing requirements.
We ensure compliance with more than 12 existing governance frameworks, adapting to regulatory developments as the cybersecurity landscape evolves.
Your one-stop compliance shop.
Throughout your 24-month program, all documentation is available at your fingertips via our transparent Governance Portal. And our AgioNow Chat lets you engage with your vCISO in real-time, anytime.
Expert guidance from start to finish.
Not only do your vCISO and trained project manager share forward-thinking advice, they also lead monthly meetings, strategic discussions on the direction of your firm, and tactical decisions required to move the cybersecurity needle today.